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Can anyone help with trading life cycle related question?

  1. Can anyone help with trading life cycle related question?

    Hi all,

    You all experts here on this forum so thought to ask this question here. Today I was studying trade life cycle.
    In trade life cycle, risk management function is there.

    In book it is mentioned that once order gets executed by front office , in middle office, risk management team will conduct a number of checks and calculations to see whether the levels of risk involved with the client's order before processing the order for next stage.

    Can anyone help me to know what exact checks this risk management team does in equity trade life cycle??








  2. Quote Originally Posted by vishalr View Post
    Hi all,

    You all experts here on this forum so thought to ask this question here. Today I was studying trade life cycle.
    In trade life cycle, risk management function is there.

    In book it is mentioned that once order gets executed by front office , in middle office, risk management team will conduct a number of checks and calculations to see whether the levels of risk involved with the client's order before processing the order for next stage.

    Can anyone help me to know what exact checks this risk management team does in equity trade life cycle??
    In case of retail broker, i think they only check if the client has enough margin for the trade ....

    Incase of trading company, which employs traders and allocates funds to each trader, the risk management team may wanna look into the risk involved overall , as well as the individual traders risk exposure .... I am not sure, what all procedures such companies may follow

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